Comparing European and U.S. Securities Regulations

by , ,

Write The First Customer Review

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules ...

Comparing European and U.S. Securities Regulations 2009, World Bank Publications, Washington

ISBN-13: 9780821382530

Trade paperback