Capital Markets Law and Compliance: The Implications of Mifid

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The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are ...

Capital Markets Law and Compliance: The Implications of MiFID 2012, Cambridge University Press, Cambridge

ISBN-13: 9781107404663

Trade paperback

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Capital Markets Law and Compliance: The Implications of MiFID 2008, Cambridge University Press, Cambridge

ISBN-13: 9780521889360

Hardcover

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