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Series 7 Exam for Dummies
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by
Steven M Rice
In order to become a stockbroker and sell securities, you must first pass the Series 7 exam - a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems, and people who score below 70 per cent must retake the test, having to wait at least a month before retaking it and paying hefty registration ...
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Catching the Wolf of Wall Street: More Incredible True Stories of Fortunes, Schemes, Parties, and Prison
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by
Jordan Belfort
With more of the eye-opening tales and staccato wit that made "The Wolf of Wall Street" a bestseller, Belfort returns with the story of his five years as a government informant and witness.
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Confessions of a Stockbroker
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by
Andrew A Lanyi
In amusing and entertaining style, one of the most successful brokers in Wall Street's history reveals his tics, secrets, and methods. His specialty: picking undervalued stocks about to experience explosive growth.
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Series 7 Securities Licensing Review Questions
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by
Richard J Majka
If you're looking for additional opportunities to review material for your Series 7 securities licensing exam, Series 7 Securities Licensing Exam Review Questions: Exam Cram is what you need. Over 900 practice questions are accompanied by detailed explanations of correct and incorrect answers. Special features such as exam alerts, a Cram Sheet ...
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Warren Buffet
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by
Tamar Lupo
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Sudden Death
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by
Mark Stevens
The amazing story of how greed, ambition, and the drive for power crushed an American financial institution. "All the makings of a 'good read' are to be found here . . . Stevens successfully combines good research and a breezy style".--Booklist.
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Trade Like Jesse Livermore
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by
Richard Smitten
The secret to Jesse Livermore's legendary trading success Although he began his career in 1892, Jesse Livermore is still considered to be one of the world's greatest traders. In life and in death, Livermore has always been a controversial figure and his methods held up as a model for traders of all generations. Through 45 years of trading and ...
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The Amazing Life of Jesse Livermore: World's Greatest Stock Trader, Wall Street Legend: Greek Tragedy Life, Secrets of Livermore's Techniques and Principles Never Before Revealed!
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by
Richard Smitten, Edward D Dobson (Foreword by)
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Series 7 Securities Licensing Exam Review
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by
Richard J Majka
Studying for the Series 7 securities licensing exam is no easy task, but the Series 7 Securities Licensing Exam Review Exam Cram can make it more bearable. Concise coverage of each topic area is followed by practice questions after each chapter and a complete practice exam at the end of the book. Special features such as exam alerts, a Cram Sheet ...
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The Winner's Circle: How Ten Stockbrokers Became the Best in the Business
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by
Robert L Shook, R J Shook
This volume contains a collection of portraits of the most successful brokers in the USA. The authors explore investment tactics, selling strategies, prospecting approaches, personal ethics and beliefs.
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Competing for Capital: Investor Relations in a Dynamic World
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by
Bruce W Marcus
Praise for "Competing for Capital": 'An indispensable guide for investor relations and communication counselors alike. With more individual investors in the market than ever before, this book makes navigating the new regulatory playing field much more possible - and makes clear the path to victory' - Michael W. Robinson Director, Levick Strategic ...
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Keeping Your Stock Broker Honest
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by
Anne Grant, Barbara G Craig (Editor), Ronald J Liszkowski (Editor)
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Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide
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by
Philip Martin McCaulay
This book will help stockbrokers pass the NASD Series 7 exam. This book has 1,000 sample questions and a study guide with math formulas. There are eight 125-question practice exams.
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Careers in Asset Management & Retail Brokerage, 2005 Edition: Wetfeet Insider Guide
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by
Wetfeet.com, Wetfeet
Asset management and retail brokerage firms are in the business of using money to make more of it. Turn to this WetFeet Insider Guide to learn about the industry, where it'ss been and where it'ss headed; typical jobs and salary ranges; the recruiting process, including requirements and tips for landing a job; and the pros and cons of working in ...
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The securities brokerage industry : nonprice competition and noncompetitive pricing
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by
Lawrence Shepard
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Warren Buffett: Financier
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by
Bernard Jr Ryan
"Warren Buffet: Financier" profiles the life story of this famous investor and businessman. In 1945, after expanding his paper route from one route to five, 13-year-old Warren Buffet saved $1,200 and purchased 40 acres of Nebraska farmland as an investment. Thus began one of the most successful finance careers of the past century. Through savvy ...
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General Securities Principal: Questions and Answers
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by
Dearborn Financial Publishing
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Broker-Dealer Regulation
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by
David A Lipton
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