Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration ...
Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.
Good. Item may show signs of shelf wear. Pages may include limited notes and highlighting. Includes supplemental or companion materials if applicable. Access codes may or may not work. Connecting readers since 1972. Customer service is our top priority.
Good. Sewn binding. Cloth over boards. 862 p. Hornbooks (Hardcover). Audience: General/trade. HARD COVER (OF10515) FOLLOWING SPECIAL DESCRIPTION CAREFULLY! This sale is for a HARDCOVER used Book: This used book pages may be Contains writing Marking, Highlight, Answers for most Questions, Notes, Names, Marker s Marks, and/Under-lining: Binding Cover(good) Tips and front & back cover are (Good): Jacket cover (Good). You will be at most 65% satisfied this item, or your money back guarantee.
New. 0314187979 Brand New! Usually ships within one business day! This item is: Hazen's Hornbook on Securities Regulation, Hazen; 6th ed., 2009; hardcover; ISBN: 9780314187970. For fastest delivery, choose Expedited Shipping. We represent the Internet's largest independent legal bookstore!
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